-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RMsurx6F7M5ajlTvRgUmGZbIRfaCGM3PF3Pxt1W3ap98SNb8qhhNjQMJXY657Ayb AsWcMf1gieTtJquy7UlKlA== 0000950123-02-006950.txt : 20020712 0000950123-02-006950.hdr.sgml : 20020712 20020712172320 ACCESSION NUMBER: 0000950123-02-006950 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020712 GROUP MEMBERS: CITIBANK NA GROUP MEMBERS: CITICORP VENTURE CAPITAL LTD GROUP MEMBERS: CITIGROUP HOLDINGS COMPANY GROUP MEMBERS: CITIGROUP INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACDERMID INC CENTRAL INDEX KEY: 0000061138 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 060435750 STATE OF INCORPORATION: CT FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-08053 FILM NUMBER: 02702292 BUSINESS ADDRESS: STREET 1: 245 FREIGHT ST CITY: WATERBURY STATE: CT ZIP: 06702 BUSINESS PHONE: 2035755700 MAIL ADDRESS: STREET 1: 245 FREIGHT STREET CITY: WATERBURY STATE: CT ZIP: 06702 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITICORP CENTRAL INDEX KEY: 0000020405 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132614988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 399 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 425 PARK AVE- 2ND F STREET 2: ATTN: LEGAL AFFAIRS OFFICE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: CITY BANK OF NEW YORK NATIONAL ASSOCIATI DATE OF NAME CHANGE: 19680903 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CITY CORP DATE OF NAME CHANGE: 19740414 SC 13D/A 1 y62243a2sc13dza.txt AMENDMENT #2 TO SCHEDULE 13D ___________________________ OMB APPROVAL OMS Number; 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response.... 14.9 _____________________________ SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 2) MACDERMID, INCORPORATED - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 554273 10 2 - -------------------------------------------------------------------------------- (CUSIP Number) Joshua N. Korff, Esq. KIRKLAND & ELLIS 153 East 53rd Street New York, NY 10022 (212) 446-4800 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 8, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [_]. Page 1 of 16 Pages SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 5542773 10 2 Page 2 of 16 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS/ 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) CITICORP VENTURE CAPITAL LTD. - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] 2 (b) [ ] - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not applicable. - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 New York - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 None --------------------------------------------------------------- SHARED VOTING POWER 8 3,103,252** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 None --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 3,103,252** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 3,103,252** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 13 9.6% - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 - ------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS. ** Represents 3,103,252 shares directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 5542773 10 2 Page 3 of 16 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS/ 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) CITIBANK, N.A. - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] 2 (b) [ ] - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not applicable. - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 National Banking Association - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 None --------------------------------------------------------------- SHARED VOTING POWER 8 3,103,252** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 None --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 3,103,252** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 3,103,252** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 13 9.6% - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 BK - ------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS. ** Represents 3,103,252 shares directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 5542773 10 2 Page 4 of 16 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS/ 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) CITICORP - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] 2 (b) [ ] - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not applicable. - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 None --------------------------------------------------------------- SHARED VOTING POWER 8 4,104,545** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 None --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 4,104,545** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 4,104,545** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 13 12.7% - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 HC - ------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS. ** Represents (i) 3,103,252 shares directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"), and (ii) 1,001,293 shares directly beneficially owned by a limited partnership, whose general partner is a wholly-owned subsidiary of Citicorp, for which shares CVC disclaims beneficial ownership. SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 5542773 10 2 Page 5 of 16 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS/ 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) CITIGROUP HOLDINGS COMPANY - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] 2 (b) [ ] - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not applicable. - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 None --------------------------------------------------------------- SHARED VOTING POWER 8 4,104,545** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 None --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 4,104,545** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 4,104,545** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 13 12.7% - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 HC - ------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS. ** Represents (i) 3,103,252 shares directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"), and (ii) 1,001,293 shares directly beneficially owned by a limited partnership, whose general partner is a wholly-owned subsidiary of Citicorp, for which shares CVC disclaims beneficial ownership. SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 5542773 10 2 Page 6 of 16 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS/ 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) CITIGROUP INC. - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] 2 (b) [ ] - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not applicable. - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 None --------------------------------------------------------------- SHARED VOTING POWER 8 4,134,225** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 None --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 4,134,225** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 4,134,225** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 13 12.8% - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 HC - ------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS. ** Represents (i) 3,103,252 shares directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"), and (ii) 1,001,293 shares directly beneficially owned by a limited partnership, whose general partner is a wholly-owned subsidiary of Citicorp, for which shares CVC disclaims beneficial ownership, and (iii) 29,680 shares that may be deemed to be beneficially owned by other subsidiaries of Citigroup Inc., for which shares CVC disclaims beneficial ownership. ITEM 1. SECURITIES AND ISSUER. This Amendment No. 2 ("Amendment") to the Schedule 13D dated December 29, 1999, as amended by Amendment No. 1 filed on March 5, 2002, relates to the common stock, no par value, (the "Common Stock") of MacDermid, Incorporated, a Connecticut corporation (the "Issuer"). This Amendment is being filed with the Securities and Exchange Commission pursuant to Rule 13d-2(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). ITEM 2. IDENTITY AND BACKGROUND. This Statement is being filed by (i) Citicorp Venture Capital Ltd. ("CVC"), (ii) Citibank, N.A. ("Citibank"), (iii) Citicorp, (iv) Citigroup Holdings Company ("Citigroup Holdings"), and (v) Citigroup Inc. ("Citigroup"), (collectively, the "Reporting Persons", and each a "Reporting Person"). Attached as Schedules A and B is information concerning each executive officer and director of CVC and Citigroup. Schedules A and B are incorporated into and made a part of this Amendment. (a) - (c) CVC is a New York corporation. The address of its principal business office is 399 Park Avenue, New York, New York 10043. CVC is principally engaged in the business of venture capital investment. Citibank is a national banking association and is the sole stockholder of CVC. The address of its principal business office is 399 Park Avenue, New York, New York 10043. Citibank is a member of the Federal Reserve System and the Federal Deposit Insurance Corp. Citicorp is a Delaware corporation and is the sole stockholder of Citibank. Citicorp is a U.S. bank holding company. The address of its principal business office is 399 Park Avenue, New York, New York 10043. Citicorp is principally engaged, through its subsidiaries, in the general financial services business. Citigroup Holdings is a Delaware corporation and is the sole stockholder of Citicorp. The address of its principal business office is One Rodney Square, Wilmington, Delaware 19899. Citigroup Holdings is principally engaged, through its subsidiaries, in the general financial services business. Citigroup is a Delaware corporation and is the sole stockholder of Citigroup Holdings. The address of its principal business office is 399 Park Avenue, New York, New York 10043. Citigroup is a diversified holding company providing, through its subsidiaries, a broad range of financial services to consumer and corporate customers worldwide. (d) - (f) During the last five years, none of the Reporting Persons or, to the best of the knowledge of the Reporting Persons, any of the persons listed on Schedules A and B hereto, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws. Each of the individuals identified pursuant to paragraphs (a) through (c), on Schedule A and B hereto, is a citizen of the United States, unless otherwise indicated. A joint filing agreement of the Reporting Persons is attached hereto as Exhibit 1. 7 of 16 Pages ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Not applicable. ITEM 4. PURPOSE OF TRANSACTION. (a),(b) From February 26, 2002 to July 8, 2002, CVC disposed of 308,544 shares of Common Stock in open market transactions in the ordinary course of business under Rule 144, as promulgated under the Securities Act of 1933, as amended. Such dispositions of Common Stock were carried out pursuant to the filings of Form 144 dated (1) February 7, 2002 for the sale of 387,255 shares of Common Stock; (2) dated February 27, 2002 for the sale of 89,119 shares of Common Stock; and (3) June 7, 2002 for the sale of 321,213 shares of Common Stock. (c) Not applicable. (d) Not applicable. (e) - (j) Not applicable. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a), (b) CVC directly beneficially owns 3,103,252 shares of Common Stock. The aggregate number of shares held by CVC represents approximately 9.6% of the outstanding shares of Common Stock. CVC has the shared power to vote and the shared power to dispose of the entire number of beneficially owned shares. Citibank, exclusively through its holding company structure, indirectly beneficially owns 3,103,252 shares of Common Stock. The aggregate number of shares held through the holding company structure by Citibank represents approximately 9.6% of the outstanding shares of Common Stock. Citibank has shared power to vote and shared power to dispose of the entire number of shares directly beneficially owned by CVC. Citicorp, exclusively through its holding company structure, indirectly beneficially owns 4,104,545 shares of Common Stock representing (1) 3,103,252 shares directly beneficially owned by CVC and (2) 1,001,293 shares directly beneficially owned by a limited partnership, whose general partner is a wholly-owned subsidiary of Citicorp. CVC disclaims beneficial ownership with respect to the 1,001,293 shares directly beneficially owned by the limited partnership. Citicorp may be deemed to be a beneficial owner of the 1,001,293 shares held by the limited partnership. The aggregate number of shares held through the holding company structure by Citicorp represents approximately 12.7% of the outstanding shares of Common Stock. Citicorp has shared power to vote and shared power to dispose of the entire number of shares directly beneficially owned by CVC and the limited partnership, respectively. Citigroup Holdings, exclusively through its holding company structure, indirectly beneficially owns 4,104,545 shares of Common Stock representing (1) 3,103,252 shares directly beneficially owned by CVC and (2) 1,001,293 shares directly beneficially owned by a limited partnership, whose general partner is a wholly-owned subsidiary of Citicorp. CVC disclaims beneficial ownership with respect to the 1,001,293 shares directly beneficially owned by the limited partnership. Citigroup Holdings may be deemed to be a beneficial owner of the 1,001,293 shares held by the limited partnership because Citicorp is a wholly-owned subsidiary of Citigroup Holdings. The aggregate number of shares held through the holding company structure by Citigroup Holdings represents approximately 12.7% of the outstanding 8 of 16 Pages shares of Common Stock. Citigroup Holdings has shared power to vote and shared power to dispose of the entire number of shares directly beneficially owned by CVC and the limited partnership, respectively. Citigroup, exclusively through its holding company structure, indirectly beneficially owns 4,134,225 shares of Common Stock representing (1) 3,103,252 shares directly beneficially owned by CVC, (2) 1,001,293 shares directly beneficially owned by a limited partnership, whose general partner is a wholly-owned subsidiary of Citicorp and (3) 29,680 shares directly beneficially owned by other subsidiaries of Citigroup. CVC disclaims beneficial ownership with respect to the 1,001,293 shares directly beneficially owned by the limited partnership. Citigroup may be deemed to be a beneficial owner of the 1,001,293 shares held by the limited partnership and of the 29,680 shares held by its direct and indirect subsidiaries. The aggregate number of shares held through Citigroup's holding company structure represents approximately 12.8% of the outstanding shares of Common Stock. Citigroup has shared power to vote and shared power to dispose of the entire number of shares directly beneficially owned by CVC, the limited partnership, and the other subsidiaries of Citigroup, respectively. Except as stated above, none of the Reporting Persons beneficially owns any of the shares of capital stock of the Issuer. (c) From February 26, 2002 to July 8, 2002, CVC disposed of 308,544 shares of Common Stock in open market transactions in the ordinary course of business under Rule 144, as promulgated under the Securities Act of 1933, as amended. Such dispositions of Common Stock were carried out pursuant to the filings of Form 144 dated (1) February 7, 2002 for the sale of 387,255 shares of Common Stock; (2) February 27, 2002 for the sale of 89,119 shares of Common Stock; and (3) June 7, 2002 for the sale of 321,213 shares of Common Stock. The dates, share amounts, and prices for such dispositions since February 25, 2002 are as follows:
Shares Average Price per Date Sold Share - --------- ---------- ------------------ 2/26/2002 4,925 $20.73 2/27/2002 14,000 $20.31 2/28/2002 6,200 $20.91 3/11/2002 12,800 $20.78 3/04/2002 14,000 $20.94 3/05/2002 8,100 $20.76 3/06/2002 15,000 $21.19 3/07/2002 7,000 $21.43 3/08/2002 12,019 $21.34 6/17/2002 12,100 $22.07 6/18/2002 11,000 $22.21 6/19/2002 3,500 $22.01 6/20/2002 36,000 $21.15 6/21/2002 12,600 $21.03 6/25/2002 23,500 $21.01 6/26/2002 1,800 $21.01 6/27/2002 37,000 $21.16 6/28/2002 38,000 $21.66 7/01/2002 11,600 $21.18 7/02/2002 5,700 $21.04 7/05/2002 6,500 $21.02 7/08/2002 15,200 $21.28
9 of 16 Pages (d),(e) Not applicable ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. The information set forth in Item 4 above is incorporated herein by reference. Except as set forth herein or in the Schedules or Exhibits hereto, to the best of the knowledge of the Reporting Persons, none of the persons listed on Schedules A and B has any other contracts, arrangements, understandings or relationships (legal or otherwise) with any person with respect to any securities of the Issuer, including, but not limited to, transfer or voting of any securities of the Issuer, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees or profits, division of profits or loss or the giving or withholding of proxies. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. 1. Joint Filing Agreement, dated as of July 12, 2002 by and among CVC, Citibank, Citicorp, Citigroup Holdings and Citigroup. 10 of 16 Pages SIGNATURES After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, each of the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: July 12, 2002 CITICORP VENTURE CAPITAL LTD. By: /s/ Anthony P. Mirra ----------------------------- Name: Anthony P. Mirra Its: Vice President & Assistant Secretary CITIBANK, N.A. By: /s/ Joseph B. Wollard ----------------------------- Name: Joseph B. Wollard Its: Assistant Secretary CITICORP By: /s/ Joseph B. Wollard ----------------------------- Name: Joseph B. Wollard Its: Assistant Secretary CITIGROUP HOLDINGS COMPANY By: /s/ Joseph B. Wollard ----------------------------- Name: Joseph B. Wollard Its: Assistant Secretary CITIGROUP, INC. By: /s/ Joseph B. Wollard ----------------------------- Name: Joseph B. Wollard Its: Assistant Secretary 11 of 16 Pages SCHEDULE A EXECUTIVE OFFICERS AND DIRECTORS OF CITICORP VENTURE CAPITAL LTD.
NAME, POSITION, CITIZENSHIP (UNITED STATES, UNLESS OTHERWISE INDICATED) TITLE William T. Comfort Director and Senior Vice Director President Ann M. Goodbody Director Director David F. Thomas Director and Vice President Executive Officer Michael T. Bradley Vice President Executive Officer Lauren M. Connelly Vice President and Executive Officer Secretary Charles E. Corpening Vice President Executive Officer Michael A. Delaney Vice President and Executive Officer Managing Director Michael S. Gollner Vice President Executive Officer Ian D. Highet Vice President Executive Officer David Y. Howe Vice President Executive Officer Darryl A. Johnson Assistant Vice President Executive Officer Byron L. Knief Vice President Executive Officer Richard E. Mayberry Vice President Executive Officer Thomas F. McWilliams Vice President Executive Officer
12 of 16
NAME, POSITION, CITIZENSHIP (UNITED STATES, UNLESS OTHERWISE INDICATED) TITLE Anthony P. Mirra Vice President & Assistant Executive Officer Secretary Paul C. Schorr Vice President and Executive Officer Managing Director Joseph M. Silvestri Vice President Executive Officer James A. Urry Vice President Executive Officer John D. Weber Vice President Executive Officer
13 of 16 SCHEDULE B EXECUTIVE OFFICERS AND DIRECTORS OF CITIGROUP INC.
NAME, POSITION, CITIZENSHIP (UNITED STATES, UNLESS OTHERWISE INDICATED) TITLE C. Michael Armstrong Chairman & Chief Executive Officer Director AT&T Corporation Alain J. P. Belda President & Chief Executive Director Officer Brazil Alcoa Inc. George Davis Chairman & Chief Executive Officer Director United Technologies Corporation Kenneth T. Derr Chairman, Retired Director Chevron Corporation John M. Deutch Institute Professor Director Massachusetts Institute of Technology The Honorable Gerald R. Ford Former President of the United Honorary Director States Alfredo Harp-Helu Chairman Director Grupo Financiero Banamex. Mexico Ann Dibble Jordan Consultant Director Reuben Mark Chairman and Chief Executive Director Officer Colgate-Palmolive Company Michael T. Masin Vice Chairman and President Director Verizon Communications, Inc. Dudley C. Mecum Managing Director Director Capricorn Holdings Richard D. Parsons President Director AOL - Time Warner Inc. Andrall E. Pearson Founding Chairman Director Yum! Brands, Inc. Robert E. Rubin Member of the Office of the Director and Chairman Executive Officer Citigroup Inc.
14 of 16
NAME, POSITION, CITIZENSHIP (UNITED STATES, UNLESS OTHERWISE INDICATED) TITLE Franklin A. Thomas Former President Director The Ford Foundation Sanford I. Weill Chairman and Chief Executive Director and Officer Executive Officer Citigroup Inc. Arthur Zankel Managing Partner Director Zankel Capital Advisors, LLC Winfred F. W. Bischoff Chairman Executive Officer Citigroup Europe United Kingdom and Germany Michael A. Carpenter Chief Executive Officer Executive Officer Corporate and Investment Bank Citigroup Inc. Stanley Fischer Vice Chairman Executive Officer Citigroup Inc. Thomas Wade Jones Chairman & Chief Executive Officer Executive Officer Global Investment Management and Private Banking Group Deryck C. Maughan Vice Chairman Executive Officer Citigroup Inc. United Kingdom Victor J. Menezes Chairman and Chief Executive Executive Officer Officer Citibank, N.A. Charles O. Prince, III Chief Operating Officer & Executive Officer Corporate Secretary Citigroup Inc. William R. Rhodes Senior Vice President Executive Officer Citigroup Inc. Todd S. Thomson Executive Vice President, Finance Executive Officer & Investment and Chief Financial Officer Citigroup Inc. Robert B. Willumstad President Executive Officer Citigroup Inc.
15 of 16 EXHIBIT INDEX 1. Joint Filing Agreement, dated as of July 12, 2002 by and among CVC, Citibank, Citicorp, Citigroup Holdings and Citigroup. 16 of 16 EX-99.1 3 y62243a2exv99w1.txt JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT This will confirm the agreement by and among all of the undersigned that this Amendment No. 2 to Schedule 13D on or about this date with respect to the beneficial ownership by the undersigned of MacDermid, Incorporated is being, and any and all amendments to such Schedule may be, filed on behalf of each of the undersigned. This Agreement may be executed in two or more counterparts, each of which will be deemed an original, but all of which together shall constitute one and the same instrument. Dated: July 12, 2002 CITICORP VENTURE CAPITAL LTD. By: /s/ Anthony P. Mirra ---------------------------------------- Name: Anthony P. Mirra Its: Vice President & Assistant Secretary CITIBANK, N.A. By: /s/ Joseph B. Wollard ---------------------------------------- Name: Joseph B. Wollard Its: Assistant Secretary CITICORP By: /s/ Joseph B. Wollard ---------------------------------------- Name: Joseph B. Wollard Its: Assistant Secretary CITIGROUP HOLDINGS COMPANY By: /s/ Joseph B. Wollard ---------------------------------------- Name: Joseph B. Wollard Its: Assistant Secretary CITIGROUP, INC. By: /s/ Joseph B. Wollard ---------------------------------------- Name: Joseph B. Wollard Its: Assistant Secretary 1 of 1 Pages -----END PRIVACY-ENHANCED MESSAGE-----